Core Ideas of Liberalism

View of human nature

Egotistical individualism

  • humans are unique, rational, and driven by self-interest
  • Every individual seeks:
    • self-realisation – discovering our ‘true’ self, free of society’s constraints
    • self-determination – meritocracy: masters of our own fate, realities of our lives are attributed to our own efforts and achievements
    • self-fulfilment – equality of opportunity: making the most of our natural rights/talents
  • Denial of these leaves people demoralised, de-energised
    • Liberal feminists like Mary Wollstonecraft and Betty Friedan argued that both male and female individuals have such desires of self-fulfilment and self-determination
  • (classical) ‘negative’ liberty: John Locke’s idea that of a minimal state that allows for freedom of the person
    • historical context: Locke vs Arbitrary Power of an absolute monarch
  • (modern) ‘positive’ liberty: Thomas Hill Green’s idea of an ‘enabling’ state, “help those who cannot help themselves”

Rational

  • contrasts with Hobbes’ pessimistic view
    • egotism != conflict, because reason makes us respect others’ pursuit of self-realisation (if we don’t, others won’t respect us)

Progressive

  • human nature isn’t fixed – improves via knowledge, education, understanding
  • developmental individualism (Mill) – focus on what individuals could become, not just are; underpins Mill’s emphasis on education
  • links to Bentham’s utilitarianism, redefined by Mill: “better to be a human being dissatisfied than a pig satisfied; better to be Socrates dissatisfied than a fool satisfied”

Optimistic

  • rejects Original Sin; believes rational discussion solves problems
  • Comparing ideas: optimistic/rational view shared with socialism, anarchism; rejected by traditional conservatism (philosophy of imperfection); New Right conservatism shares the egotistical view but not socialism, which stresses fraternity/community

View of society

Natural society

  • : society is peaceful, voluntary interaction of multiple individuals
  • Locke: society is not dependent upon existence of a state
    • natural society was not Hobbes’s ‘nasty, brutish and short’ but agreeable and generally efficient

Individualistic society

  • From egotistical human nature: a legitimate society must maximise individuals who can pursue self-realisation/self-determination
  • Wollstonecraft, Friedan: Patriarchal, male-dominated society conflicted with women’s quest for self-determinism

Tolerant society

  • ‘I diapprove of what you say, but I will defend to the death your right to say it.’
  • John Stuart Mill: state should tolrate all actions and opinions unless violating the harm principle
  • harm principle: views and actions we dislike should still be tolerated, as long as they do not harm the liberty of others
    • e.g. inciting violence
  • Mill: consensus via education education as part of developmental individualism (not what you are, what you can become)

View of the economy

Economic liberalism/capitalism

  • capitalism: working towards profit
  • the right to (accumulate) property allows us to be free
    • capitalism is an expression of freedom
  • Adam Smith (classical): Wealth of Nations (1776), free market
    • negative liberty: the state should not be involved in the economy
      • no barriers to trade
    • ‘invisible hand’ of the market
  • Keynes (modern): General Theory of Employment (1936)
    • markets are too volatile – written in context of Great Depression
    • positive liberty: state has responsibility to manage the markets to sustain employment
    • greater state intervention
  • Von Hayek (neoliberal): Road to Serfdom (1944)
    • too many barriers
    • should return to the market being free
    • ‘trickle down’ economics
  • Mill: unequal outcomes are consistent with a meritocracy
  • Rawls: liberals should only defend inequality of outcome if accompanied by equality of opportunity
  • Disagreement of which type of capitalism is best for liberty and prosperity
    • 19th century: Mill favours laissez-faire
    • Late 20th century: Rawls favours Keynesian

View of the state: foundations

  • Rejects anarchism – unlike anarcho-capitalism, liberalism thinks self-realisation is best served by a state, not its abolition
    • but not just any state – must meet conditions so individuals aren’t worse off than in the state of nature
  • Rejects pre-Enlightenment/traditional states: divine right of kings, monarchical absolutism, arbitrary power, hereditary power
    • morally illegitimate (no respect for natural rights) + intellectually illegitimate (affront to rationality)
  • Contractual state: ‘government by consent’ (Locke) – legitimacy only if the governed agree to be governed
    • people are citizens, not subjects; “government should always be the servant, not master, of the people”
    • social contract: individuals only leave the state of nature for guaranteed advantages; if those stop, government can be dissolved (US Declaration of Independence 1776, “Right of the People to alter or to abolish”)

View of the state: objectives

  • Promote natural rights (life, liberty, property, pursuit of happiness – US Declaration of Independence)
    • Rawls: liberalism = ‘state-sponsored individualism’ vs anarchist Max Stirner’s ‘stateless individualism’
    • state offers faster/fairer resolution than the state of nature (e.g. impartial courts)
  • Equality of opportunity, not outcome
    • inequality of outcome = inevitable/desirable result of individual diversity (Rawls), rewards effort not heredity
  • Promote tolerance
    • classical liberals (Mill): education
    • modern liberals (T.H. Green): state-provided universal education
    • Friedan: state should outlaw racial/sexual discrimination, embed tolerance via bodies like the UK’s Equality and Human Rights Commission
  • Comparing ideas: socialists want the state to also secure equality of outcome/solidarity; conservatives prioritise order/safety, though New Right shares the liberty focus

View of the state: structures and mechanisms

  • Constitutional (limited) state: power limited by preconditions + procedures of government, set out in a constitution (rule book) – cf. US Founding Fathers, Philadelphia Convention 1787
    • foundational equality: same legal/political rights for all, rule of law applies regardless of class/status
  • Fragmented state: Locke – power should be scattered, not concentrated (reaction to monarchy)
    • Lord Acton: “power tends to corrupt… absolute power corrupts absolutely”
    • mechanisms: separation of powers, bicameral legislature, Bill of Rights, Supreme Court, federalism – see US Constitution
  • Representative state: derives power from citizens, not divine right
    • “no taxation without representation” (American colonists)
    • Friedan: liberals reject the conservative paternalistic state
  • Meritocratic state: earned not inherited authority
    • Paine on aristocratic rule: “beyond equity, beyond reason and most certainly beyond wisdom”
  • Democratic state? – contested
    • classical liberals wary of universal suffrage: Locke (property qualification), Mill (feared ‘uneducated’ vote → intolerance, tyranny of the majority, loss of individuality)
    • modern liberals (Friedan, Rawls) accept universal suffrage but still favour representative over direct democracy (referendums seen as majoritarian, risk to minority rights)
    • Debate: does liberalism ‘trust the people’?
      • yes: self-determination, consent, dislike of concentrated power, belief in rational electors, Mill’s ‘educative’ democracy
      • no: natural rights are non-negotiable regardless of vote results; hence constitutional checks (Bill of Rights, Supreme Court) to constrain elected majorities
  • Judicial supremacy: unelected courts can veto elected governments where policy clashes with a Bill of Rights
    • liberals distrust parliamentary sovereignty – fear ‘elective dictatorship’ / populist majorities overriding natural rights